Main Phone No.: 416-367-1930 x260 Direct: 416-367-1794
Nicole Stephenson was called to the bar in 2007. Nicole holds a Bachelor of Arts degree in Psychology from York University, a Juris Doctor from Queen’s University Faculty of Law and a Masters of Laws (Securities law) from Osgoode Hall Law School.
Nicole practises general corporate and securities law with a specific focus on corporate finance, corporate transactions, regulatory advice, compliance and registration matters. She also advises senior management, boards of directors and shareholders on corporate governance matters.
Nicole has extensive experience in securities and corporate law and exchange listing matters. Nicole has spent over 7 years at the Ontario Securities Commission in the Corporate Finance and Compliance and Registrant Regulation branches. She has also advised commissioners of the OSC on adjudication matters pertaining to breaches of Ontario securities law at hearings before the Commission, regulatory issues, policy initiatives, public company obligations, compliance, capital raising issues, and registration. Recently, Nicole was corporate and regulatory counsel to Aequitas NEO Exchange.